POL 3221:
PUBLIC ADMINISTRATION AND POLICY
ANALYSIS
Spring 2003
Exam 3
INSTRUCTIONS:
If you have any questions about the exam questions or the instructions,
please feel free to contact me at home or at work -- wherever you can catch
me.
I have found that the greatest single source of problems in tests is that the
students don't answer the question I ask. If, for example, I ask you to
compare and contrast two articles, it is not sufficient to simply write what each
of the articles say. Please double-check your answer against the question.
In the past I've found grading some of the exams difficult because of their formats
and their writing mechanics. Please observe the following:
- Format: Type your exam using a standard 12-point font
(e.g., Times New Roman or Courier New) on 8.5" x 11" paper, double-spaced,
with 1" margins all around. Exams not
meeting these standards will be returned ungraded and penalized as late
when received in proper form. (Well, since this is the final exam,
I guess I'll just have to penalize what you turn in.) If for some
reason you cannot meet these standards, please work it out with me before
you turn in your exam.
- Writing mechanics: Remember that I have to grade many pages of
the class's writing. I thus require good writing mechanics so
as to reduce my burden as much as possible. The harder I have
to work to understand you, the more your grades go down. (In addition,
I will take points off for bad mechanics.) Things that obscure
your meanings: misspellings, missing words, improper use of apostrophes,
incomplete sentences. (This is a sample, not an exhaustive list,
obviously.) Let me also say that correct, expressive writing is
a fundamental skill necessary for public administrators.
Turn in your exam to me (in my office or my department mailbox) by 9:55 a.m.
on Friday, May 16. ("By" means you are welcome to turn it in any
time before that.) Grades will be posted by 9:55 a.m. on Monday, May 19.
Since UMD is now requiring professors to enter the grades directly on the web,
I believe they will appear immediately on your transcript, not just on the 3221
grade system.
Limit your answers to the length indicated by the word limits shown at the
end of each question. These limits are for your protection, so you
won't feel driven to write a dissertation for each one. You need not
reach the stated number of words in order to provide an excellent answer.
(As a matter of fact, I have built some slack into the word limits.)
Answer all four questions.
1. Lindblom's article, "The Science of 'Muddling Through'", argues
in effect that the rational analysis of policy is impossible for several
reasons: we don't have a finite list of alternatives; for any
given alternative we don't know exactly who it will affect and what those
effects will be; and the people making the decision have different
value systems and so will be unable to agree on how to rank the various alternatives.
Despite these problems, we have been studying in this course how to do policy
analysis. If you were a public administrator , how would you judge
when you would use rational policy analysis and what use you would put it
to? [400 words max]
My main purpose in asking this question was to see whether you understood the
difficulties with and limitations of rational (cost-benefit type) analysis.
And, of course, whether you had read and understood Lindblom. So the
question was not (as several answers implied), "How do I do rational
policy analysis?" but rather "When is rational policy analysis
appropriate?"
Here are some considerations of when it is appropriate:
- When we are dealing with a type of decision we've made many times in
the past.
- Resources (both money and time) are available and/or the information
needed is known (or available).
- There is general agreement on the costs and benefits involved.
- There are few (or at least finite) alternatives available.
In general, rational policy analysis is useful as a starting point to a decision,
even if it can't substitute for political decisions.
2. I asserted in class that policy comes out of a simultaneous opening of
three different "windows" involving three different types of people
or interests. I named these "problems", "politicians",
and "programs". Make up a hypothetical example (or give a
real example) of a public policy that might (or did) emerge from the opening
of these three windows. The point of the question is, of course, for
you to show, in the context of this policy, specifically what those three
windows were and how they were distinct from each other. Please don't
use any examples we discussed in class, however. [400 words max]
My main purpose in asking this question was to see whether you understood the
nature of the three windows and in particular that they operate independently
of each other. I then looked to see whether the example you used was
reasonable.
The main problem I found was that people did not understand that the "politicians"
window refers to politicians who, acting as entrepreneurs, seek out (or even
occasionally create) and mobilize an organized constituency. It does
not mean that they simply support a policy proposal they like. So in
your answer you should have named several groups that politicians mobilize
around the problem and its policy solution(s).
3. Part of any cost-benefit policy analysis is the identification of the most
important costs, benefits, and publics. In general, of course, "most
important" means politically most important. With this
in mind, I want you to identify the five most important costs, the five most
important benefits, and the five most important publics that should be considered
vis-a-vis Donny Ness's proposal to rezone the London Road area. Specifically,
he is proposing [or so I'm assuming!] (a) that the London Road area
be rezoned to permit/encourage student / rental housing, (b) that
the rezoning permit/encourage student-oriented businesses, including bars,
and (c) that the Duluth bus system add a dedicated shuttle service between
this area and UMD. As I understand it, "the London Road area"
has not yet been specifically defined, but basically it would run from Superior
Street down to the lake and from the Rose Garden (approximately 10th Avenue
E) to 21st Avenue E (i.e., the I-35 exit to UMD). So what I'm looking
for in this question are three lists of five items each. But in these
lists don't just give some shorthand answer (e.g., "termites");
give enough detail to round out your point (e.g., "The Association of
Professional Minnesota Termites ["TAPROMITE"] will welcome the
new construction, because termites find new construction tastier than old").
[600 words max]
There were many more good ideas than I can include here. One problem
with the costs/benefits was that many answers separated what should really
be considered as a single net cost (or benefit): the transfer of student
business from the Canal Park area to the London Road area. Don't give
"loss of student business in Canal Park" as a separate item from
"gain of student business in London Road", or if you do, you need
to explain why one doesn't merely balance out the other.
Possible costs (again, ranked in approximate order of importance):
- Loss of revenue for student-oriented businesses and landlords out of
the zone (which might include the UMD Housing Office, depending on how
they feel about the pressure on UMD's dorm space)
- Loss of tax revenue if there are tax breaks and other subsidies designed
to attract landlords and other business owners to the new zone
- New roads to handle increased traffic flow (especially the 19th Ave East
bottleneck!); parking problems
- Degradation of Leif Erikson Park and, more generally, misuse (as student
area) of what might better be a higher-value tourist area near the lake.
- The shuttle system between the zone and UMD: more buses, more drivers.
- Decreased property values for owners in the area [It is unclear
that this will occur, though.]
- Changing zoning regulations; changing liquor license system
Possible benefits (again, ranked in approximate order of importance):
- Centralization of student housing means easier policing, less friction
with neighbors
- Greater access of UMD students to student-oriented businesses
- More effective use of potential for this strip-malled area
- Greater ease of access to UMD for its students; makes UMD more
attractive to students
- The area might be widely attractive, not just to UMD students, for its
concentration of entertainment & related businesses; if so,
then it would bring in additional revenue to the city through greater
sales and property taxes instead of just trading off one area (Canal
Park) against another
- Less drunken driving by students going between the Canal Park businesses
and the East Hillside/UMD area.
Possible publics (ranked in approximate order of importance, as judged by me):
[Note that publics must be organized to be effective, so that, for
example, "people using Leif Erikson Park" would not be an important
public.]
- Duluth Chamber of Commerce
- Residents and business owners out of the zone
- Residents and business owners in the zone
- Construction companies and the building trades unions
- UMD administration
- UMD students
- Duluth City Council
- Duluth Police Department
- Duluth Transit Authority
- Environmental groups
4. To help with their development of their political agenda for next year,
the organization "Students Against UMD" [SAUMD] wishes to find
out what UMD-related issues UMD students are concerned about (and in particular,
what they're irritated about). One of its members proposes conducting
a survey as follows: the evening of Friday, May 9, SAUMD volunteers
will go through all UMD dorms and place two survey forms under each dorm
room door. A stamped envelope, pre-addressed to "Students Against
UMD / [street address] / Duluth, MN 55812", will be attached
to each survey form. (a) List and explain the top five problems
you believe this proposal has. (Some of these will be pretty obvious;
I'm not saying this is a good proposal!) (b) For the top two
of these problems, suggest how SAUMD might change their methodology to overcome
the problem(s). Remember that your discussion should take into account—even
if only implicitly—the political goals and social context of SAUMD.
[600 words max]
The greatest weakness in the answers was their failure to explain why
the various problems were problems. The question is not (say) whether
people are drunk on a Friday night but whether their drunkeness makes a difference
in their responses to a survey about their attitudes toward UMD. Still,
since it was pretty apparent why most of the problems would be problems,
I let this issue go unless I really thought the person didn't understand
the issue.
PROBLEMS
(in approximate order of importance) |
POSSIBLE (EVEN IF IMPERFECT) SOLUTION(S) |
| Non-response (the delivery method puts little pressure on people
to respond) |
Use face-to-face interviews |
| Non-response (distribution on the last day of classes may mean that
only those students respond who have nothing better to do) |
Distribute earlier in the semester |
| Non-response (some students may have left the dorms already) |
| Non-response (the address given on the envelope selects for respondents
who share SAUMD's point of view) |
Use a neutral address |
| The address on the envelope cues the responses |
| Students living in dorms cannot be assumed to have the same opinions
(whether better or worse) of UMD or the same issues of concern
as students living off-campus (e.g., parking and neighborhood relations) |
Add off-campus students to the survey sample, if only for comparison's
sake |
| The delivery method puts little pressure on people to respond seriously,
even if they respond |
Use face-to-face interviewing |
| Friday night delivery guarantees a number of respondents will be
drunk |
Deliver on a different day of the week |
| No knowledge of who filled out the surveys. It might be that
one person filled them both out, or that a visitor filled it out.
|
Use face-to-face interviewing; address envelopes to each specific
dorm resident |
| It may be—the question does not say one way or the other—that
the Housing Office has to approve such a survey—not the survey
questions themselves but to give permission to distribute the forms. |
Ask Housing. |
| It is unclear from the statement whether "dorms" includes
on-campus apartments. (This ambiguity arises from my unfamiliarity
with student housing arrangements.) |
Be sure to include on-campus apartments. |
It is not a problem that freshmen answer the survey. The question
specifically states that SAUMD is looking for the opinions of UMD students,
which would of course include even those who don't know UMD well. If
SAUMD later finds it necessary or desirable to study only informed opinion,
they can always exclude the freshmen from such later analysis.
Page URL: http://www.d.umn.edu/~schilton/3221/3221.Exam3.2003.Spring.html
Page Author: Stephen Chilton
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Last Modified: May 28, 2003
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