POL 3221:
PUBLIC ADMINISTRATION AND POLICY ANALYSIS
Spring 2003

Exam 3



INSTRUCTIONS:

If you have any questions about the exam questions or the instructions, please feel free to contact me at home or at work -- wherever you can catch me.

I have found that the greatest single source of problems in tests is that the students don't answer the question I ask.  If, for example, I ask you to compare and contrast two articles, it is not sufficient to simply write what each of the articles say.  Please double-check your answer against the question.

In the past I've found grading some of the exams difficult because of their formats and their writing mechanics.  Please observe the following: Turn in your exam to me (in my office or my department mailbox) by 9:55 a.m. on Friday, May 16.  ("By" means you are welcome to turn it in any time before that.)  Grades will be posted by 9:55 a.m. on Monday, May 19.  Since UMD is now requiring professors to enter the grades directly on the web, I believe they will appear immediately on your transcript, not just on the 3221 grade system.

Limit your answers to the length indicated by the word limits shown at the end of each question.  These limits are for your protection, so you won't feel driven to write a dissertation for each one.  You need not reach the stated number of words in order to provide an excellent answer.  (As a matter of fact, I have built some slack into the word limits.)

Answer all four questions.

1. Lindblom's article, "The Science of 'Muddling Through'", argues in effect that the rational analysis of policy is impossible for several reasons:  we don't have a finite list of alternatives;  for any given alternative we don't know exactly who it will affect and what those effects will be;  and the people making the decision have different value systems and so will be unable to agree on how to rank the various alternatives.  Despite these problems, we have been studying in this course how to do policy analysis.  If you were a public administrator , how would you judge when you would use rational policy analysis and what use you would put it to?  [400 words max]

My main purpose in asking this question was to see whether you understood the difficulties with and limitations of rational (cost-benefit type) analysis.  And, of course, whether you had read and understood Lindblom.  So the question was not (as several answers implied), "How do I do rational policy analysis?" but rather "When is rational policy analysis appropriate?"

Here are some considerations of when it is appropriate:

In general, rational policy analysis is useful as a starting point to a decision, even if it can't substitute for political decisions.

2. I asserted in class that policy comes out of a simultaneous opening of three different "windows" involving three different types of people or interests.  I named these "problems", "politicians", and "programs".  Make up a hypothetical example (or give a real example) of a public policy that might (or did) emerge from the opening of these three windows.  The point of the question is, of course, for you to show, in the context of this policy, specifically what those three windows were and how they were distinct from each other.  Please don't use any examples we discussed in class, however.  [400 words max]

My main purpose in asking this question was to see whether you understood the nature of the three windows and in particular that they operate independently of each other.  I then looked to see whether the example you used was reasonable.

The main problem I found was that people did not understand that the "politicians" window refers to politicians who, acting as entrepreneurs, seek out (or even occasionally create) and mobilize an organized constituency.  It does not mean that they simply support a policy proposal they like.  So in your answer you should have named several groups that politicians mobilize around the problem and its policy solution(s).

3. Part of any cost-benefit policy analysis is the identification of the most important costs, benefits, and publics.  In general, of course, "most important" means politically most important.  With this in mind, I want you to identify the five most important costs, the five most important benefits, and the five most important publics that should be considered vis-a-vis Donny Ness's proposal to rezone the London Road area.  Specifically, he is proposing [or so I'm assuming!] (a) that the London Road area be rezoned to permit/encourage student / rental housing, (b) that the rezoning permit/encourage student-oriented businesses, including bars, and (c) that the Duluth bus system add a dedicated shuttle service between this area and UMD.  As I understand it, "the London Road area" has not yet been specifically defined, but basically it would run from Superior Street down to the lake and from the Rose Garden (approximately 10th Avenue E) to 21st Avenue E (i.e., the I-35 exit to UMD).  So what I'm looking for in this question are three lists of five items each.  But in these lists don't just give some shorthand answer (e.g., "termites");  give enough detail to round out your point (e.g., "The Association of Professional Minnesota Termites ["TAPROMITE"] will welcome the new construction, because termites find new construction tastier than old").  [600 words max]

There were many more good ideas than I can include here.  One problem with the costs/benefits was that many answers separated what should really be considered as a single net cost (or benefit):  the transfer of student business from the Canal Park area to the London Road area.  Don't give "loss of student business in Canal Park" as a separate item from "gain of student business in London Road", or if you do, you need to explain why one doesn't merely balance out the other.

Possible costs (again, ranked in approximate order of importance):

Possible benefits (again, ranked in approximate order of importance):

Possible publics (ranked in approximate order of importance, as judged by me):  [Note that publics must be organized to be effective, so that, for example, "people using Leif Erikson Park" would not be an important public.]

4. To help with their development of their political agenda for next year, the organization "Students Against UMD" [SAUMD] wishes to find out what UMD-related issues UMD students are concerned about (and in particular, what they're irritated about).  One of its members proposes conducting a survey as follows:  the evening of Friday, May 9, SAUMD volunteers will go through all UMD dorms and place two survey forms under each dorm room door.  A stamped envelope, pre-addressed to "Students Against UMD / [street address] / Duluth, MN 55812", will be attached to each survey form.  (a) List and explain the top five problems you believe this proposal has.  (Some of these will be pretty obvious;  I'm not saying this is a good proposal!)  (b) For the top two of these problems, suggest how SAUMD might change their methodology to overcome the problem(s).  Remember that your discussion should take into account—even if only implicitly—the political goals and social context of SAUMD.  [600 words max]

The greatest weakness in the answers was their failure to explain why the various problems were problems.  The question is not (say) whether people are drunk on a Friday night but whether their drunkeness makes a difference in their responses to a survey about their attitudes toward UMD.  Still, since it was pretty apparent why most of the problems would be problems, I let this issue go unless I really thought the person didn't understand the issue.

PROBLEMS
(in approximate order of importance)
POSSIBLE (EVEN IF IMPERFECT) SOLUTION(S)
Non-response (the delivery method puts little pressure on people to respond) Use face-to-face interviews
Non-response (distribution on the last day of classes may mean that only those students respond who have nothing better to do) Distribute earlier in the semester
Non-response (some students may have left the dorms already)
Non-response (the address given on the envelope selects for respondents who share SAUMD's point of view) Use a neutral address
The address on the envelope cues the responses
Students living in dorms cannot be assumed to have the same opinions (whether better or worse) of UMD or the same issues of concern as students living off-campus (e.g., parking and neighborhood relations) Add off-campus students to the survey sample, if only for comparison's sake
The delivery method puts little pressure on people to respond seriously, even if they respond Use face-to-face interviewing
Friday night delivery guarantees a number of respondents will be drunk Deliver on a different day of the week
No knowledge of who filled out the surveys.  It might be that one person filled them both out, or that a visitor filled it out. Use face-to-face interviewing;  address envelopes to each specific dorm resident
It may be—the question does not say one way or the other—that the Housing Office has to approve such a survey—not the survey questions themselves but to give permission to distribute the forms. Ask Housing.
It is unclear from the statement whether "dorms" includes on-campus apartments.  (This ambiguity arises from my unfamiliarity with student housing arrangements.) Be sure to include on-campus apartments.

It is not a problem that freshmen answer the survey.  The question specifically states that SAUMD is looking for the opinions of UMD students, which would of course include even those who don't know UMD well.  If SAUMD later finds it necessary or desirable to study only informed opinion, they can always exclude the freshmen from such later analysis.


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