POL 3652:  HIST OF POL THOUGHT
MODERNITY AND ITS CRITICS

Jürgen Habermas (1998).  The Inclusion of the Other:  Studies in Political Theory.  Cambridge, MA:  MIT Press.

Chapter 4:  The European Nation-State:  On the Past and Future of Sovereignty and Citizenship


ORIENTING NOTES WHILE YOU DO THE READING  [Not very coherent at the moment, alas, but since I will be talking about these issues in class, putting them down here may be helpful to you later.]

Overall:  how can we live together with abstract equal rights when loyalties are through the lifeworld?

Outline of the sections:

  1. State & nation.  [State apparatus;  separation from civil society / economy]
  2. Two problems solved by "nation-state"  [1. secular legitimation of authority through democratic participation.  2. social integration through (fictive) nation / collective identity.]
  3. Republicanism vs. nationalism as a residual or created problem
  4. The overburdening of the nation-state by multiculturalism and the ameliatory turn to republicanism.  But ...
  5. The overburdening of internal sovereignty by globalization, and ...
  6. The overburdening of external sovereignty by globalization

Secular legitimation needed, but abstract rights / "social contract" aren't powerful enough.  Social solidarity needed to provide power, but it refers to a different myth — the one of nationhood.  The two come into conflict as nations assert their right to exist regardless of (or independent of) formal political rights.

Some particular problems/questions:

People are defined in part by their culture, "defined" in both its active and passive senses.  We don't want to reify culture, but neither do we want to dismiss it.

Problem:  Claims by Charles Taylor that classical liberalism does too little to protect cultural minorities.  He asserts that cultural minorities / cultures / collective identities deserve protection to some [what?] extent, and that classical liberalism cannot do so, or at least not sufficiently.  From this derives his commitment to communitarianism.

This goes back to the philosophical conflict between Locke, with his idea of a contract among individuals, and Rousseau, with his idea of "the general will" of a collectivity.

Federalism (or nation-state status) cannot solve this problem;  while this may reduce problems on the ground, from a philosophical point of view this solution is not entirely satisfactory, because all it does is create new minorities.

So:  Is it true that classical liberalism can't protect collective identities, and if not, are we driven to communitarianism?  Habermas's position:  We can't morally stop cultural change:  people still have to agree.  Francophone culture is meaningful to the Francophones, but can they force it on their children?  Every generation wants to see its meaning preserved, but times change, and in the end children have to have the freedom to choose what meaning they will preserve.  We need to distinguish between cultures being destroyed and cultures being voluntarily changed (or even abandoned).

Comparison of system and lifeworld:

System Lifeworld
Gesellschaft Gemeinschaft
State nation
Examples of nation-states that were States before they became nations:  the United States;  Nigeria (although they are not yet really a nation — which is one of their most pressing political problems) Examples of nation-states that were nations before they became States:  Italy, Germany.
Self-concept:  citizens;  republicanism Self-concept:  "Americans";  nationalism
Founders of States:  lawyers, diplomats, officers, administrative staff Founders of nations:  writers, historians, scholars, intellectuals
rationalized taken-for-granted;  the "horizon of meaning"
contingent on assumptions, esp. about goals contingent on normality of events
logical;  useful meaningful
law;  formalist morality custom;  intuitionist morality
artificial;  constructed natural;  organic
classical liberal classical conservative

"Nation" myth breaking down in the United States?

State is losing control of its own practices and economy?  Underage drinking not considered a crime at all by many or most UMD students.  Marijuana use ditto.  Supplies of drugs from outside our borders.

Sequence of crises:

Production <—< Steering <—< Legitimacy <—< Meaning

Reagan coalition:  Republicans (& the Bush Administration) combine both nation and State.  They appeal to the nation via security and religiosity.  They appeal to the State via militarism and "free market" policies, both of which benefit the wealthy.  (Never mind that the former benefits are merely symbolic and the latter benefits are concrete;  they still motivate people to vote.  Never mind also that the policies of the latter undercut the concerns of those persuaded by the former.)

Democrats, on the other hand, are conflicted about which of two unpromising paths to take.  The first is a "me too" Republicanism.  The second is path generally taken by progressives:  critiquing both parts of the Reagan coalition myth, but who lack a constructive program (or at least an electorally appealing one).

The Republican coalition will break down;  the question is what we have to put in its place.  If we have nothing, then the tensions of the coalition will be dealt with by ever more extreme repression.  Conversely, if we have a constructive program, it will hasten the disappearance.

Acknowledge Deny
Need to produce Exploitation;  oppression;  breakdown of culture
Need for culture Imposition of culture

"Colonization of the lifeworld" (Habermas's term);  "mining the lifeworld" (my term).


FURTHER NOTES [May not be available until after class discussion of the material.]

[Chilton lecture notes]
Page URL: http://www.d.umn.edu/~schilton/3652/Readings/3652.Habermas.TheEuropeanNation-State(Ch4).html
Author:  Stephen Chilton [email]  |  Last Modified:  2005-05-27
Honor Roll  |  UMD  |  Pol Sci Department

The University of Minnesota is an equal opportunity educator and employer.
Copyright © 2005 Regents of the University of Minnesota. All rights reserved.